What are the requirements for a securities license?

Answer by  jalucia (936)

Take the appropriate exam-prep course. Make sure your employer has registered you with NASD. You'll need to do a background check. You will need to pass a state specific (series 63) exam and a national product exam. (Exam fees apply. ) Be employed by a securities broker-dealer licensed in your state.

Answer by  senthilkumar (299)

It requires sponsorship from a broker-dealer and months of study and preparation for the licensing exams. finally obtain your license,there are constant continuing education requirements to keep up with.

Answer by  Mallika (449)

The requirements for a securities are good health. Should be well featured figure. Medium height and weight. Totally a good personality.